HANA Support for OLTP and BI In a Single Table

Aerial view of Hana, Maui
Aerial view of Hana, Maui (Photo credit: Wikipedia)

This is a rehash of my post for SAP here… I thought you might find it interesting as it describes the architecture HANA uses to support OLTP and BI against a single table.

A couple of points to think about:

  • If you have only one database structure you can optimize for only one query; e.g. the OLTP query is fast against a OLTP structure but slow against a BI structure… or visa versa.
  • If you have two structures you have to ETL the data between the two at some cost. There is cost in keeping a replica of the data, cost in developing, administering, and executing the ETL process. In addition there is a lost opportunity cost hidden in the latency of the data. You cannot see the current state of the business by querying the BI data as some data has not yet been ETL’d across.
  • OLTP performance is normally paramount; so the perfect system would not compromise that performance or compromise it only a little.

Let’s look at the HANA approach to this at a high level.

HANA provides a single view of a table to an application or a user, but under-the-covers each table includes a OLTP optimized part, a BI optimized part, and a mechanism for moving data from one part to the other

When a transaction hits the system; inserts, updates, and deletes are processed in the OLTP part with no performance penalty. The read portion of the OLTP query accesses the read-optimized internal structure with no performance penalty. Note that reading a single column in a column store, which is the key for the transaction, is roughly equivalent to reading an index structure on top of a standard disk-based DBMS. Except the column is always in-memory which means I/O is never required. This provides the HANA system with an advantage over a disk-based system. Disk I/O is 120+ times slower than memory access so even an index is unlikely to beat in-memory. See here for some numbers you should know.

After the transaction is committed into the internal, OLTP-optimized part, a process starts that moves the data to the BI optimized part. This is called a delta merge as the OLTP portion holds all of the changes, the delta, in the data set.

When a BI query starts it can limit the scan to only partitions in the BI optimized part, or if real-time data is required it can scan both parts. The small portion of the scan that accesses the OLTP/delta portion is sub-optimal when compared to the scan of the BI part,  but not slow at all as the data is all in-memory.

We can tease the performance apart as follows:

  1. There is a OLTP insert/update/delete “write” portion… and HANA executes this like any OLTP database, as fast as an OLTP RDBMS, with a commit after a write-to-log;
  2. There is a OLTP select “read” portion… and HANA performs this in the in-memory column store faster than many OLTP databases… and scans the delta structure as fast as any OLTP database;
  3. There is a delta merge from the OLTP write-optimized part to the BI read-optimized column store that is hundreds to tens of thousands of times faster than any ETL tool; and
  4. There is a BI select portion that scans the in-memory column store hundreds to thousands of times faster than a disk-based BI database.
  5. If the BI query requires access to real-time data then an in-memory scan of the delta file is required… there is no analogy to this in a system with separate OLTP and BI tables.
The implementation uses MVCC instead of locks.

Nice.

A Look Back at 2012

There seems to be a sort of odd tradition for bloggers to look back at the past year as the New Year starts to unfold. Here is my review of my posts and some presents

(Photo credit: Wikipedia)

Top Post

Far and away the most viewed post was Exalytics vs. HANA What are they thinking? This simply notes that these two products are not really comparable sharing only the descriptor “in-memory”.

My Favorite Post

I liked this the best… ’nuff said: What is Big Data?

OK, here is my 2nd favorite: A Quick Five Minute Rule Update for In-memory Databases, but you probably need to read the prequel first: The Five Minute Rule and In-memory Databases

These papers and the underlying thinking by smarter folks than I will inform you about the definition of Hot Data from the point of pure IT economics.

The Most Under-rated Post

This is the post I thought was the most important… as it might strongly influence data warehouse platform buying decisions over the next few years… And it might even influence the stocks you pick: The Future of Hadoop and Big Data DBMSs

Some Other Posts to Read

Here are two posts that informed me:

The Five Minute Rule… This will point you to a Wikipedia article that will point you to the whole series of papers.

What Every Programmer Should Know About Memory… This paper goes into gory detail about how memory works inside a processor. It is hardware-centric for you software folks… but provides the basis for understanding why in-memory DBMSs are fast and why Exadata is not an in-memory DBMS.

And some other Good Stuff

Kevin Closson on Exadata

Google Research

Thank you for your attention last year. I hope that each of you has a safe, prosperous, and happy new year…

– Rob

Mobile Clients Require High Performance BI Computing

(Photo credit: Wikipedia)

I posted a blog on the SAP site here that discussed the implications of mobile clients. I want to re-emphasize the issue as it is crucial.

While at Greenplum we routinely replaced older EDW platforms and provided stunning performance. I recall one customer in particular where we were given a query that ran in 7 hours and Greenplum executed the query in seven seconds. This was exceptional… more typical were cases where we reduced run-times from several hours to under 30 minutes… to 10 minutes… to 5 minutes. I’m sure that every major competitor: Teradata, Greenplum, Netezza, and Exadata has similar stories to tell.

But 5 minutes will not cut it if you are servicing a mobile client where sub-second response to the device is a requirement… and 10 minutes is out of the question. It does not matter if it ran in 10 hours before… 10 minute response is not acceptable to a mobile device.

Today we see sub-second response delivered to our phones by custom applications built on special high-performance platforms designed specifically to service a mobile client: iPhones, iPads, and Android devices.

But what will we do about the BI applications built on commercial platforms which have just used every trick in the book to become one of the 5 minute stories mentioned above?

I think that there are only a couple of architectural choices.

  1. We can rewrite the high-value queries as custom applications using specialized infrastructure… at great expense… and leaving the vast majority of queries un-serviced.
  2. We can apply the 80/20 rule to get the easiest queries serviced with only 20% of the effort. But according to Murphy the 20% left will be the highest value queries.
  3. We can tack on expensive, specialized, accelerators to some queries… to those that can be accelerated… but again we leave too much behind.
  4. Or we can move to a general purpose high performance computing platform that can service the existing BI workload with sub-second response.

In-memory computing will play a role… Exalytics provides option #3… HANA option #4.

SSD devices may play a role… but the performance improvements being quoted by vendors who use SSD as a block I/O device is 10X or less. A 10X improvement applied to a query that was just improved to 10 minutes yields a 1 minute query… still not the expected level of service.

IT departments will have to evaluate the price/performance, not just the price, as they consider their next platform purchases. The definition of adequate response is changing… and the old adequate, at the least cost, may not cut it. Mobile clients are here to stay. The productivity gains expected from these devices is significant. High performance BI computing is going to be a requirement.

The Teradata Myth of Query Concurrency

When I was at Greenplum… and now again at SAP… I ran into a strange logic from Teradata about query concurrency. They claimed that query concurrency was a good thing and an indicator of excellent workload management. Let’s look at a simple picture of how that works.

In Figure 1 we depict a single query on a Teradata cluster. Since each node is working in parallel the picture is representative no matter how many nodes are attached. In the picture each line represents the time it takes to read a block from disk. To make the picture simple we will show I/O taking only 1/10th of the clock time… in the real world it is slower.

Given this simplification we can see that a single query can only consume 10% of the CPU… and the rest of the time the CPU is idle… waiting for work. We also represented some I/O to spool files… as Teradata writes all intermediate results to disk and then reads them in the next step. But this picture is a little unfair to Greenplum and HANA as I do not represent spool I/O completely. For each qualifying row the data is read from the table on disk, written to spool, and then read from spool in the subsequent step. But this note is about concurrency… so I simplified the picture.

Figure 2 shows the same query running on Greenplum. Note that Greenplum uses a data flow architecture that pushes tuples from step to step in the execution plan without writing them to disk. As a result the query completes very quickly after the last tuple is scanned from the table.

Let me say again… this story is about CPU utilization, concurrency, and workload management… I’m not trying to say that there are not optimizations that might make Teradata outperform Greenplum… or optimizations that might make Greenplum even faster still… I just want you to see the impact on concurrency of the spool architecture versus the data flow architecture.

Note that on Greenplum the processors are 20% busy in the interval that the query runs. For complex queries with lots of steps the data flow architecture provides an even more significant advantage to Greenplum. If there are 20 steps in the execution plan then Teradata will do spool I/O, first writing then reading the intermediate results while Greenplum manages all of the results in-memory after the initial reads.

In Figure 3 we see the impact of having the data in-memory as with HANA or TimeTen. Again, I am ignoring the implications of HANA’s columnar orientation and so forth… but you can clearly see the implications by removing block I/O. 

Now let’s look at the same pictures with 2 concurrent queries. Let’s assume no workload management… just first in, first out.

In Figure 4 we see Teradata with two concurrent queries. Teradata has both queries executing at the same time. The second query is using up the wasted space made available while the CPUs wait for Query 1’s I/O to complete. Teradata spools the intermediate results to disk; which reduces the impact on memory while they wait.  This is very wasteful as described here and here (in short, the Five Minute Rule suggests that data that will be reused right away is more economically stored in memory)… but Teradata carries a legacy from the days when memory was dear.

But to be sure… Teradata has two queries running concurrently. And the CPU is now 20% busy.

Figure 5 shows the two-query picture for Greenplum. Like Teradata, they use the gaps to do work and get both queries running concurrently. Greenplum uses the CPU much more efficiently and does not write and read to spool in between every step.

In Figure 6 we see HANA with two queries. Since one query consumed all of the CPU the second query waits… then blasts through. There is no concurrency… but the work is completed in a fraction of the time required by Teradata.

If we continue to add queries using these simple models we would get to the point where there is no CPU available on any architecture. At this point workload management comes into play. If there is no CPU then all that can be done is to either manage queries in a queue… letting them wait for resources to start… or start them and let them wastefully thrash in and out… there is really no other architectural option.

So using this very simple depiction eventually all three systems find themselves in the same spot… no CPU to spare. But there is much more to the topic and I’ve hinted about these in previous posts.

Starting more queries than you can service is wasteful. Queries have to swap in and out of memory and/or in and out of spool (more I/O!) and/or in and out of the processor caches. It is best to control concurrency… not embrace it.

Running virtual instances of the database instead of lightweight threads adds significant communications overhead. Instances often become unbalanced as the data returned makes the shards uneven. Since queries end when the slowest instance finishes it’s work this can reduce query performance. Each time you preempt a running query you have to restore state and repopulate the processor’s cache… which slows the query by 12X-20X. … Columnar storage helps… but if the data is decompressed too soon then the help is sub-optimal… and so on… all of the tricks used by databases and described in these blogs count.

But what does not count is query concurrency. When Teradata plays this card against Greenplum or HANA they are not talking architecture… it is silliness. Query throughput is what matters. Anyone would take a system that processes 100,000 queries per hour over a system that processes 50,000 queries per hour but lets them all run concurrently.

I’ve been picking on Teradata lately as they have been marketing hard… a little too hard. Teradata is a fine system and they should be proud of their architecture and their place in the market. I am proud to have worked for them. I’ll lay off for a while.

 

Teradata’s HANA Mathematics

I recently pointed out some silliness published by Teradata to several SAP prospects. There is more nonsense that was sent and I’d like to take a moment to clear up these additional claims.

In their note to HANA prospects they used the following numbers from the paper SAP published here:

# of Query Streams

1

10 20

25

# of Queries per Hour (Throughput)

6,282

36,600 48,770

52,212

Teradata makes several claims from these numbers. First they claim that the numbers demonstrate a bottleneck that is tied to either the NUMA effect or to the SMP Knee Curve. This nonsense is the subject of a previous blog here.

For any database system as you increase the number of queries to the point where there is contention the throughput decreases. This is just common sense. If you have 10 cores and 10 threads and there is no contention then all threads run at the same speed as fast as possible. If you add an 11th thread then throughput falls off, as one thread has to wait for a core. As you add more threads the throughput falls further until the system is saturated and throughput flattens. Figure 1 is an example of the saturation curve you would expect from any system as the throughput flattens.

There are some funny twists to this, though. If you are an IMDB then each query can use 100% of a core. If you are multi-threaded IMDB then each query can use 100% of all cores.  If you are a disk-based system then you give up the CPU to another query while you wait for I/O… so throughput falls. I’ll address these twists in a separate blog… but you will see a hint at the issue here.

Teradata claims that these numbers reflect a scaling issue. This is a very strange claim. Teradata tests scaling by adding hardware, data, and queries in equal amounts to see if the query performance holds constant… or they add hardware and data to look for a correlation between the number of nodes and query performance… hoping that as the nodes increase the response time decreases.  In fact Teradata scales well… as does HANA… But the hardware is constant in the HANA benchmark so there is no view into scaling at all. Let me emphasis this… you cannot say anything about scaling from the numbers above.

Teradata claims that they can extrapolate the saturation point for the system… this represents very bad mathematics. They take the four data points in the table and create an S curve like the one in Figure 1… except they invert it to show how throughput decreases as you move towards the saturation point… Figure 2 shows the problem.

If you draw a straight line through the curve using any sort of math you miss the long tail at the end. This is an approximation of the picture Teradata drew… but even in their picture you can see a tail forming… which they ignore. It is also questionable math to extrapolate from only four observations. The bottom line is that you cannot extrapolate the saturation point from these four numbers… you just don’t know how far out the tail will run unless you measure it.

To prove this is nonsense you just have to look here. It turns out that SAP publicly published these benchmark results in two separate papers and this second one has numbers out to 60 streams. Unsurprisingly at 60 streams HANA processed 112,602 queries per hour while Teradata told their customers that it would saturate well short of that… at 49,601 queries (they predicted that HANA would thrash and the number of queries/hour would fall back… more FUD).

Teradata is sending propaganda to their prospects with scary extrapolations and pronouncements of architectural bottlenecks in HANA. The mathematics behind their numbers is weak and their incorrect use of deep architectural terms demonstrates ignorance of the concepts.  They are trying to create Fear, Uncertainty, and Doubt. Bad marketing… not architecture, methinks.

Data Recovery in HANA, TimesTen, and SQLFire

There is a persistent myth, like a persistent cough, that claims that in-memory databases lose data when a hardware failure takes down a node because memory is volatile and non-persistent. This myth is marketing, not architecture.

Most RDBMS products: including Oracle, TimesTen, and HANA; have three layers where data exists: in-memory (think SGA for Oracle), in the log, and on disk. The normal process goes like this:

  1. A write transaction arrives
  2. The transaction is written to the log file and committed… this is a very quick process with 1 sequential I/O… quicker still if the log file is on a SSD device
  3. The query updates the in-memory layer; and
  4. After some time passes, saves the in-memory data to disk.

Recovery for these databases is easy to understand:

  • If a hardware failure occurs and #1 but before #2 the transaction has not been committed and is lost.
  • If a hardware failure occurs after #2 but before #3 the transaction is committed and the database is rebuilt when the node restarts from the log file.
  • If a hardware failure occurs after #3 but before #4 the same process occurs… the database is rebuilt when the node restarts from the log file.
  • If a hardware failure occurs after #4 the database is rebuilt from the disk copy.

SQLFire uses a different approach (from here):

“Unlike traditional distributed databases, SQLFire does not use write-ahead logging for transaction recovery in case the commit fails during replication or redundant updates to one or more members. The most likely failure scenario is one where the member is unhealthy and gets forced out of the distributed system, guaranteeing the consistency of the data. When the failed member comes back online, it automatically recovers the replicated/redundant data set and establishes coherency with the other members. If all copies of some data go down before the commit is issued, then this condition is detected using the group membership system, and the transaction is rolled back automatically on all members.”

Redundant in-memory data optimizes transaction throughput but requires twice the memory. There are options to persist data to disk… but these options provide an approach that is significantly slower than the write-ahead logging used by TimesTen and HANA (and Oracle and Postgres, and …).

The bottom line: IMDBs are designed in the same manner as other, disk-based, DBMSs. They guarantee that comitted data is safe… everytime.

P.S.

See here for how these DBMSs compare when a BI/analytic workload is applied.

SQLFire, Exalytics, TimesTen, and HANA… a quick comparison

As you may have noticed I’m looking at in-memory databases (IMDB) these days… Here are some quick architectural observations on VMWare‘s SQLFire, Oracle’s Exalytics and TimesTen offerings, and SAP HANA.

It is worth noting up front that I am looking to see how these products might be used to build a generalized data mart or a data warehouse… In other words I am not looking to compare them for special case applications. This is important because each of these products has some extremely cool features that allow them to be applied to application-specific purposes with a narrow scope of data and queries… maybe in a later blog I can try to look at some narrow use-cases.

Further, to make this quick blog tractable I am going to assume that the mart/dw problem to be solved requires more data than can fit on one server node… and I am going to ignore features that let queries access data that resides on disk… in-memory or bust.

Finally I will assume that the SQL dialect supported is sufficient and not drill into details there. I will look at architecture not SQL features…

Simply put I am going to look at a three characteristics:

  • Will the architecture support ad hoc queries?
  • Does the architecture support scale-out?
  • Can we say anything with regards to price/performance expectations?

Exalytics is a smart-aggregate store that sits over an Oracle database to offload aggregate query workload (see my previous post here or the Rittman Mead post here which declares: “Oracle Exalytics uses a specially enhanced version of Oracle TimesTen, Oracle’s in-memory database, to cache commonly used aggregates used in dashboards, analyses and other BI objects.” Exalytics does not support a scale-out shared-nothing architecture but it can scale up by adding nodes with new aggregate data. Queries access data within the aggregate structure and it is not possible to join to data off the Exalytics node… so ad hoc is out. Within these limits, which preclude Exalytics from being considered as a general platform for a mart or warehouse, Exalytics provides dictionary-based compression which should provide around 5X compression to reduce the amount of memory required and reduce the amount of hardware required.

TimesTen can do more. It is a general RDBMS. But it was designed for OLTP. I assume that the reason that Oracle has not rolled it out as a general-purpose data mart or data warehouse has to do with constraints that grow from those OLTP architectural roots. For example, BI queries run longer and require more data than a OLTP query… and even with data in-memory temporary storage is required for each query… and memory utilization is a product of the amount of data required and the amount of time the data has to inhabit memory… so BI queries put far more pressure on an in-memory DBMS. There are techniques to mitigate this… but you have to build the techniques in from the ground up.

I imagine that this is why TimesTen works for Exalytics, though. A OLAP query against a pre-aggregated cube does not graze an entire mart or warehouse. It is contained and “small data” (for my wacky take re: Exalytics and Exadata see here).

TimeTen is not sharded… so scalability is an issue. Oracle gets around this nicely by allowing you to partition data across instances and have the application route queries to the appropriate server. But this approach will not support joins across partitions so it severely limits scalability in a general-purpose mart or warehouse.

SQLFire is a very interesting new product built on top of Gemfire… and therefore mature from the start. SQLFire is more scalable than TimesTen/Exalytics. It supports sharded data in a cluster of servers. But SQLFire has the limitation that it cannot join data across shards (they call them partitions… see here) so it will be hard to support ad hoc queries… They provide the ability to replicate tables to support any sort of joins. If, for example, you replicate small dimension tables to coexist with sharded fact tables all joins are supported. This solution is problematic if you have multiple fact tables which must be joined… and replication of data uses more memory… but SQLFire has the foundation in place to become BI-capable over time.

Performance in an in-memory database comes first and foremost from eliminating disk I/O. All three IMDB product provide this capability. Then performance comes from the efficient use of compression. TimeTen incorporates Oracles dictionary-based “columnar” compression (I so hate this term… it is designed to make people think that Oracle products are sort-of columnar… but so far they are not). Then performance comes from columnar projection… the ability to avoid touching all data in a row to process a query. Neither TimesTen nor SQLFire are columnar databases. Then performance comes from parallel execution. Neither TimesTen nor SQLFire can involve all cores on a single query to my knowledge.

Price comes from compression as well. The more highly compressed the data is the less memory required to store it. Further, if data can be used without decompressing it, then less working memory is required. As noted, TimesTen has a compression capability. SQLFire does not appear to compress data. Neither can use compressed data. Note that 2X compression cuts the amout of memory/hardware required in half or more… 4X cuts it to a quarter… and so on. So this is significant.

Now for some transparency… I started the research for this blog, and composed a 1st draft, last Spring while I was at EMC Greenplum. I am now at SAP working with HANA. So… I will not go into HANA at great length… but I will point out that: HANA fully supports a shared-nothing architetcture… so it is fully scalable; HANA is fully parallel and able to use all cores for each query; HANA fully supports columnar tables so it provides deep compression and the ability to use the compressed data in execution. This is not remarkable as HANA was designed from the bottom up to support both BI and OLTP workloads while TimesTen and SQLFire started from a purely OLTP architectural foundation.

References:

vFabric SQLFire User’s Guide

Oracle Times Ten In-Memory Database Architectural Overview

More on The Future of Hadoop and of Big Data DBMSs

 

First, you should look at Google’s Spanner paper here… this is the next-gen from Google and once it is embraced by the open source community it will put even more pressure on the big data DBMSs. Also have a look at YARN the next Map/Reduce… more pressure still…

Next… you can imagine that the conventional database folks will quibble a little with my analysis. Lets try to anticipate the push-back:

  • Hadoop will never be as fast as a commercial DBMS

Maybe not… but if it is close then a little more hardware will make up the difference… and “free” is hard to beat in price/performance.

  • SSD devices will make a conventional DBMS as fast as in-memory

I do not think so… disk controllers, the overhead of non-memory I/O, and an inability to fully optimize processing for in-memory will make a big difference. I said 50X to be conservative… but it could be 200X… and a 200X performance improvement reduces the memory required to process a query by 200X… so it adds up.

  • The Price of IMDB will always be prohibitive

Nope. The same memory that is in SSD’s will become available as primary memory soon and the price points for SSD-based and IMDB will converge.

  • IMDB won’t scale to 100TB

HANA is already there… others will follow.

  • Commercial customers will never give up their databases for open source

Economics means that you pay me now or you pay me later… companies will do what makes economic sense.

The original post on this is here

Commercial Post Update: HANA and Exalytics and Teradata and IMDB Economics

English: Hawaiian spear fisherman near Hana; Maui, Hawai‘i. ca. 1890. (Photo credit: Wikipedia)

Here are links to several commercial posts on the Experience HANA Blog FYI…

The Five Minute Rule and HANA: This is a rehash of my posts here applying the famous Five Minute Rule to in-memory databases.

HANA & Exalytics: There is Barely Any Comparison: This is a rehash of my post here pointing out that Exalytics and HANA do not really compete.

HANA vs. Teradata – Part 1: This is a response to some poor thinking posted by Teradata. There is some new content that could be worth a look.

HANA vs. Teradata – Part 2: This continues the response… but it is a rehash of the post here on the rational economics of in-memory databases. Frankly, I had just reread the Teradata posts and wrote this while still annoyed… as a result it is a little flip and despite the junk posted by Teradata I might have shown them a little more respect…

Exalytics vs. Exadata: This post suggests some oddness in Oracle’s positioning of Exalytics and Exadata… maybe worth a look.

Exadata 3 as an In-Memory Database (IMDB)

English: Larry Ellison lecturing during Oracle OpenWorld, San Francisco 2010 עברית: לארי אליסון מרצה בכנס אורל בסאן פרנסיסקו (Photo credit: Wikipedia)

Wikipedia defines computer memory as:

 

In computing, memory refers to the physical devices used to store programs (sequences of instructions) or data (e.g. program state information) on a temporary or permanent basis for use in a computer or other digital electronic device. The term primary memory is used for the information in physical systems which are fast (i.e. RAM), as a distinction from secondary memory, which are physical devices for program and data storage which are slow to access but offer higher memory capacity. Primary memory stored on secondary memory is called “virtual memory“.

 

The term “storage” is often (but not always) used in separate computers of traditional secondary memory such as tape, magnetic disks and optical discs (CD-ROM and DVD-ROM). The term “memory” is often (but not always) associated with addressable semiconductor memory, i.e. integrated circuits consisting of silicon-based transistors, used for example as primary memory but also other purposes in computers and other digital electronic devices.

 

To a computer program like a DBMS, memory is a resource allocated using commands like malloc() and calloc(). Note that these commands allocate primary memory using the definition above. From this you should conclude that an in-memory DBMS (IMDB) is a system that puts all of its data into memory allocated by the database program.

 

In their announcements this week Oracle states (here) that Exadata 3 is an in-memory database machine and Larry Ellison said. “Everything is in memory. All of your databases are in-memory. You virtually never use your disk drives. Disk drives are becoming passe. They’re good at storing images and a lot of data we don’t access very often.”

 

But their definition of in-memory includes SSD devices that are not directly addressable by the DBMS. In fact they use 22TB of SSDs and 4TB of DRAM. The SSDs are a cache sitting between the DBMS and disk storage. They are storage according to Wikipedia.

 

Exadata 3 is not an in-memory database machine. It takes more than lots of hardware to make a DBMS an in-memory DBMS.

 

Oracle is spewing marketing, not architecture.

 

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